Services / Due Diligence

Investment Due Diligence For VC, PE, & HNW

 

Our capabilities

Investment Due Diligence Overview

Investment Due Diligence for VC and PE: Building Trust Through Verification

In the realm of venture capital and private equity, the foundation of a successful partnership is trust—trust that is cultivated through the meticulous verification of information. At Justice Solutions Group, we understand the unique dynamics and high stakes involved in VC and PE investments. Our comprehensive due diligence processes are designed not just to build but to solidify this trust by ensuring every claim, credential, and piece of data is thoroughly vetted.

Whether assessing the viability of a startup, the track record of a management team, or the financial health of an established company, the need for in-depth analysis is paramount. Our services extend beyond traditional background checks to include:

  • Credential Verification: Confirming the authenticity of the qualifications and experiences claimed by individuals or teams, critical in evaluating leadership capabilities and the potential for success.

  • Company Claims Verification: Rigorously examining the assertions made by companies regarding their market position, product viability, and financial stability, ensuring you have a clear picture of the investment opportunity.

  • Pre-Litigation Checks: In situations where investments may be influenced by pending legal matters, we provide comprehensive insights into the involved assets and the implications for your investment.

You can rely on our due diligence services to be exhaustive, up-to-date, and reflective of the most current information available. With Justice Solutions Group as your partner, you're equipped with the insights necessary for making informed investment decisions in the fast-paced world of VC and PE, underpinning every engagement with verified trust.

 
 
 

Eight Key Ares Covered in our Level 1 Due Diligence:

1. Anti-Money Laundering (AML) Compliance - Sanctions and OFAC Watchlists / Excluded Parties Lists

Ensuring a company’s operations adhere to AML regulations is crucial for mitigating financial and reputational risks. Our due diligence process:

  • Included: Regulatory Adherence: Reviews the company’s compliance with AML laws, identifying any lapses or areas of non-compliance including watchlist and sanctions-related lists.

  • Optional - Transaction Analysis: Scrutinizes financial transactions for signs of money laundering activities, using pattern recognition and anomaly detection.

  • Optional - Compliance Programs Evaluation: Assesses the effectiveness of the company's AML programs, policies, and training.

Real-World Benefit: Investors can avoid legal penalties and safeguard their reputation by ensuring their investments are not implicated in money laundering activities.

2. Know Your Customer (KYC) Regulatory Compliance & Practices

KYC practices are essential for understanding the parties you're doing business with. Our approach includes:

  • Included: Identity Verification: Confirms the authenticity of the company’s clients, partners, and key stakeholders.

  • Included: Risk Assessment: Evaluates the risk profile of associated parties, highlighting potential issues.

  • Optional: Compliance Checks: Ensures that the company’s KYC procedures meet regulatory standards.

Real-World Benefit: Reduces the risk of engaging with entities involved in unethical or illegal activities, ensuring compliance and protecting investments.

 

3. Leadership and Key Personnel Background Checks

The integrity and experience of a company’s leadership are fundamental. Our checks focus on:

  • Included Criminal and Civil History: Examines any criminal or civil records that could impact trust and integrity.

  • Past Employment Verification (To The Extent Possible): Validates the work history and accomplishments claimed by key personnel.

  • Optional: Character References: Gathers insights into the leadership’s reputation and professional conduct.

  • Optional: Education Verification: Approximately $150-$250 Per Subject Billed after initial Level 1 is completed

Real-World Benefit: Ensures that the company is led by individuals with unblemished records and strong leadership capabilities, fostering trust.

4. Bankruptcies and Financial Liabilities

Understanding a company's financial health and history of financial liabilities is key. Our investigations cover:

  • Included: Bankruptcy Filings: Searches for any past bankruptcy filings to assess financial stability and recovery.

  • Included: Debt Obligations: Identifies outstanding liens, and other financial obligations that could impact the company’s operations.

  • Optional Third Party Review - Financial Health Analysis: Provides an overview of the company’s financial resilience and liabilities.

Real-World Benefit: Investors can make informed decisions by understanding the financial risks and liabilities associated with a company.

 

5. Social Media and Negative Press Analysis

Social media and press mentions can significantly affect a company's reputation. Our analysis includes:

  • Included: Online Sentiment Analysis: Assesses public perception and sentiment towards the company on social media platforms.

  • Included: Press Coverage Review: Reviews negative press to understand potential impacts on the company’s reputation.

  • Optional Crisis Impact Assessment: Evaluates how the company handles negative attention and crises.

Real-World Benefit: Helps gauge the reputational risks and the company’s ability to manage public relations effectively.

6. Intellectual Property Disputes

Intellectual property (IP) rights can be a significant asset. Our due diligence covers:

  • Dispute History: Investigates any past or present IP disputes or litigations.

  • Patent Validity and Ownership: Confirms the validity and ownership of patents and trademarks.

  • Risk of Infringement: Assesses the risk of potential IP infringements by or against the company.

Real-World Benefit: Ensures that the company’s IP assets are secure and not at risk of costly legal disputes, safeguarding investment value.

 

7. Reported Security Breaches

In today’s digital age, a company’s cybersecurity posture and history of security breaches are critical factors affecting its valuation and operational integrity. Our diligence in this area includes:

  • Included: Breach History Examination: Reviews any past security breaches, focusing on the nature, extent, and resolution of these incidents. (Basic Eval Based on Open Source News)

  • Optional: Impact Assessment: Evaluates the financial, reputational, and operational impacts of reported breaches on the company.

  • Optional: Cybersecurity Practices Review: Assesses the company's current cybersecurity measures and protocols to prevent future incidents.

  • Optional: Compliance with Data Protection Laws: Verifies adherence to GDPR, CCPA, and other relevant data protection and privacy regulations.

Real-World Benefit: Identifying past security breaches and assessing the company’s response and preventive measures provides investors with insights into potential cybersecurity risks. This evaluation helps in making informed decisions, ensuring investments are protected against future cyber threats and compliance issues.

8. Dunn & Bradstreet Finance Analytics Company Credit Report + Additional PIP/PEP

  • Included: Dun & Bradstreet Finance Analytics Company Credit Report: Delivers insights into a company’s creditworthiness and financial health by accessing comprehensive financial data.

  • Included: Politically Exposed Person (PEP) & Politically Important Person (PIP) Check: Screens for connections to individuals with significant political roles, assessing corruption risks and regulatory compliance.

  • Included: Adverse Media Connection: Investigates media for negative coverage, crucial for understanding and managing reputational risks.

  • Included: Political Donors List Intelligence: Provides analysis of political contributions to identify affiliations and influences, essential for campaign finance compliance and assessing potential biases.

 
“When you reach out to JSG for a due consultation, you’ll immediately recognize you’re engaging with experts who grasp the intricacies of comprehensive due diligence.

Their approach is detailed, professional, and genuinely aimed at providing the insights crucial for informed investment decisions. As a VC portfolio manager, I can attest to their thoroughness and legitimacy in every analysis.” 
 - Confidential VC Client

Our capabilities

Our Methodology

Comprehensive Due Diligence Tailored to Your Needs

Our due diligence process is meticulously designed to provide you with in-depth insights, ensuring that every aspect of your potential investment or partnership is scrutinized for maximum confidence in decision-making. Here's how we approach it:

  • Initial Assessment: We begin by understanding your specific concerns and objectives, allowing us to tailor our investigation to meet your precise requirements.

  • Data Collection: Utilizing a blend of proprietary databases, public records, and specialized sources, we gather all relevant information, from financial records to social media footprints.

  • Analysis and Verification: Our team of experts analyzes the collected data for accuracy and relevance. We verify the information through cross-referencing and, when necessary, direct inquiries to ensure its validity.

  • Risk Identification: We identify and assess any potential risks, from financial liabilities to reputational damage, providing a clear picture of the challenges that may impact your decision.

  • Reporting: Our findings are compiled into a comprehensive report, highlighting key insights, potential risks, and actionable intelligence, all presented in a clear and concise manner for easy interpretation.

  • Follow-Up: We offer follow-up consultations to discuss our findings in detail, ensuring you have a thorough understanding of the due diligence report and its implications for your decision-making process.

Our goal is to arm you with the knowledge and insights needed to proceed with confidence, whether you're considering an investment, partnership, or any other critical business decision.

 

Our capabilities

Benefits of Hiring Experienced Due Diligence Investigators

Our team of experts does much more than just a public records search. Proper background investigations take time and careful documentation. Our background investigations have been utilized in numerous high profile proceedings and are not

 

Real Due Diligence Takes Experience

What about the cheap “Background Check” websites?

In today's fast-paced world, the allure of instant gratification can be tempting, especially when it comes to obtaining information. This is precisely what those cheap “Background Check” websites offer—quick, superficial searches that barely scratch the surface of an individual's or company’s background and history. However, when accuracy, depth, and the unearthing of critical, often hidden, details matter, these services fall short.

Our firm stands in stark contrast to these offerings.

With a legacy of excellence and a team of seasoned experts, we go beyond mere database searches. Our real due diligence projects involve meticulous research, leveraging both cutting-edge technology and human expertise. We understand that true diligence takes time and a wealth of experience, ensuring that our clients receive not just data, but actionable intelligence that meets the highest standards of thoroughness and reliability. In a realm where depth and accuracy can make all the difference, our firm is the unparalleled choice for those who demand the very best.

 
 

Contact

A strong due diligence effort starts with a great conversation.

Let’s take a few minutes to talk through your case. Our investigators have years of experience and are ready to assist.

Reviews that matter

Good words from great clients.

Mark S.
Demler Armstrong & Rowland

“Our firm has used JSG for many years for our survielllance, background investigations and social media searches. They are absolutely our go-to firm when the case is on the line.”

Susan C.
Lewis Brisbois Bisgaard & Smith

“I work as a paralegal for a general liability defense firm. From witness statements to tracking down parties and evidence, Justice Solutions Group has always delivered thorough and quality jobs, even on a rush basis. There is no job too big or too small. They always handle my requests with the utmost discreet professionalism. I highly recommend them.”

Oscar M.
Private Client

“I'm beyond impressed with this team. They helped me with a private civil matter. I needed an asset search. They were speedy, efficient, and they were clear with me on communication throughout the process. Solid trustworthy guys. I'm super happy with their service and would definitely recommend them to anyone.